Regulatory

SEC Rule 606

The following link leads to the SEC Rule 606 Report for our Pershing LLC custodian accounts. Please use EFG Capital International Corp, our Broker-Dealer's full name, in order to pull the report.
https://www.orderroutingdisclosure.com/orderrouting/jsp/main/NYSE.jsp

The following link leads to the SEC Rule 606 Report for our EFG Bank custodian accounts.
http://vrs.vista-one-solutions.com/sec606rule.aspx